Regulations

For the listing of securities, the issuer is required to sign Spotlight's commitment to comply with the marketplace's regulations.

According to the Prospectus Regulation (EU) 2017/1129 - in cases where a prospectus is required - the prospectus must have been prepared and registered by the issuer and approved by the Financial Supervisory Authority. If the competent authority is not the Swedish Financial Supervisory Authority, a passporting certificate must be sent to Spotlight.

Once a year, the issuer needs to send Spotlight a copy of the base prospectus and a certificate of approval from the competent authority for financial instruments issued under a base prospectus.

The issuer must also provide Spotlight with the final terms and listing application form.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Questions about regulations?
Call us at +46 8-511 68 000 or 
email issuer@spotlightstockmarket.com

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